Professional Advisors

Professional Advisors Finance Jobs

109 jobs found

27d ago

Portfolio Trader

Trek Financial Scottsdale, AZ

Scottsdale, AZ

27d ago

$70k - $95k/yr Full time Charles Schwab Equities ETFs

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Job Description

About Trek Financial and Base Camp

Trek Financial (Trek) is a fast-paced SEC-registered RIA with nearly 30 years in business. We support independent financial advisors across the country with trading, billing, compliance, marketing, operations, and technology so they can focus on serving their clients. Our internal team is Base Camp, the home-office group behind the scenes that serves our advisors as our primary clients and takes pride in delivering more than they expect. We are a collaborative, service-focused group of professionals that continues to advance and grow new opportunities for all involved.

Position Overview

Trek Financial is seeking a detail-oriented and execution-focused Portfolio Trader to join our investment team. This role will work directly with the Portfolio Managers and CIO to execute trades across individual securities and firm models, manage trading workflows, and support portfolio implementation across client accounts. As a Registered Investment Advisor (RIA), we trade individual equities, ETFs, fixed income securities, and manage firm-wide models. This position plays a critical role in ensuring accurate execution, tax-efficient implementation, rebalancing discipline, and alignment with portfolio strategy. This is a local in-office position based in Scottsdale, AZ 85255.

Key Responsibilities

Execute equity, ETF, mutual fund, and fixed income trades across client accounts
Implement and rebalance firm models across custodial platforms
Monitor trade allocations, block trading, and post-trade reconciliation
Ensure adherence to firm investment guidelines and IPS requirements
Maintain trade blotters and documentation for compliance oversight
Assist with tax-aware trading and gain/loss management
Coordinate with custodians and internal operations teams to resolve trade-related issues
Support portfolio transitions and new account onboarding

Technology & Systems

Utilize Orion Eclipse for trading, rebalancing, and model management (preferred experience)
Work within custodial trading platform (Schwab)
Assist in improving trading workflows and automation processes
Support reporting and portfolio analytics initiatives

Strategic Support

Collaborate with the Portfolio Managers and CIO on portfolio implementation strategy
Contribute to model enhancements and investment process improvements
Assist in maintaining trading best practices and operational efficiency
Support investment committee preparation and reporting

Qualifications & Requirements

Required:

Bachelor’s Degree (Finance, Economics, Business, or related field preferred)
Series 65 License (active and in good standing)
Minimum 2 years of trading experience (RIA, asset management firm, or broker-dealer)
Experience trading individual securities and managing model portfolios
Strong understanding of portfolio construction and rebalancing principles
High attention to detail and strong analytical skills

Preferred:

Experience with Orion Eclipse
Experience in a fee-only RIA environment
Familiarity with performance reporting systems and portfolio analytics

Compensation

Base Salary Range: $70,000 – $95,000 annually. Compensation will be determined based on experience, technical proficiency, trading platform expertise, and overall fit within the investment team.

Bonus Opportunity

Performance-based bonus tied to: trade accuracy and execution efficiency; model implementation accuracy and timeliness; operational KPIs and workflow improvements; contribution to portfolio management and investment team initiatives.

Benefits

Full Health, Dental, and Vision Coverage
401(k) with Company Match
Paid Time Off (PTO) and Company Holidays
Professional Development & Continuing Education Support

Employment Terms

Employment with Trek Financial is at-will. Either party may terminate employment at any time, with or without cause or advance notice. This position is contingent upon successful completion of background verification and regulatory requirements.

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28d ago

Senior Wealth Advisor - Existing Book - Business Development & Growth

Gentry Private Wealth, LLC Wichita, KS

Wichita, KS

28d ago

Full time Senior Advisor Book of Business

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Job Description

Position Overview

Gentry Private Wealth is seeking a licensed Wealth Advisor with a strong drive to attract new clients and extend the firm’s footprint among high net worth and ultra high net worth households. This role suits an entrepreneurial advisor who thrives in a relationship driven, consultative setting and is motivated by long term growth, leadership opportunities, and potential succession planning. The Senior Wealth Advisor will focus on developing new relationships with C-suite executives, physicians, attorneys, business owners, and other high earning professionals, while leveraging Gentry’s planning, investment, and client service infrastructure to deliver a premier wealth management experience. Candidates may bring an existing book of business, but this is not required. The advisor will work with established firm clients and will receive support in both relationship management and future growth initiatives.

Location: Wichita, KS 67206

Key Responsibilities

Business Development & Growth: Serve as the primary rainmaker for the firm with a clear mandate to attract new assets and new client relationships. Develop and execute a proactive strategy to target high net worth individuals and families. Build and maintain robust referral networks with CPAs, attorneys, business brokers, private bankers, and similar professionals. Represent Gentry Private Wealth at community events, professional organizations, and client and prospect gatherings. Collaborate with the marketing and leadership teams to advance growth initiatives and enhance brand visibility.
Client Advisory & Relationship Management: Act as the lead advisor for new client relationships brought into the firm. Deliver comprehensive wealth management services including investment management, financial planning, tax-aware strategies, estate planning coordination, and business succession planning. Provide sophisticated planning solutions tailored to complex financial situations. Maintain strong, trusted client relationships through proactive communication and strategic guidance.
Leadership & Firm Development: Demonstrate an ownership mindset by contributing to firm strategy, culture, and long term vision. Collaborate with operations, client service, and investment teams to ensure a seamless client experience. Potential to mentor junior advisors or participate in advisor development over time. Opportunity to be part of a long term succession plan based on performance, cultural alignment, and mutual interest.

Ideal Candidate Profile

Entrepreneurial, self-directed, and growth-oriented mindset. Strong personal presence and credibility with high net worth individuals. Proven ability to build trust quickly and sustain long term client relationships. Comfortable operating in a consultative, planning-first advisory model. Motivated by building something meaningful rather than simply managing a book.

Qualifications

Active securities and advisory licenses (Series 7 & 66, or 65) with CFP designation strongly preferred.
5 or more years of experience in wealth management, private wealth, or family office style advisory.
Proven success in new business development and asset gathering.
Experience serving high net worth clients, executives, professionals, and business owners.
Solid understanding of investment strategies, financial planning concepts, and tax efficient wealth management.

Compensation & Growth Opportunity

Competitive base salary plus incentive compensation tied to new business development and asset growth. Long term growth potential including leadership opportunities and participation in a succession or ownership transition. Supportive team environment with robust operational, planning, and investment resources.

Why Gentry Private Wealth

Gentry Private Wealth offers the autonomy and flexibility of an independent firm combined with the depth of resources required to serve complex clients at a high level.

Work Location

In person

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28d ago

Financial Advisor/Wealth Manager - Wilmington

Florida Financial Advisors Wilmington, DE

Wilmington, DE

28d ago

$70k - $100k/yr Full time Manager Marketing Advisor

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Job Description

Overview

Tristate Financial Advisors, an FFA company, supports professionals in building their own financial success by helping clients pursue theirs. Prior finance experience is not required to join our team. We seek energetic individuals with strong interpersonal skills, a solid work ethic, and an entrepreneurial mindset. Comprehensive training, robust resources, and strong support are provided to help you exceed your own expectations.

We have reimagined the way financial guidance is delivered. Our approach offers clients greater confidence in planning for their futures by addressing a broader view of their professional and financial realities, not just personal finances. Daily activities include identifying potential clients, meeting with them to assess needs, creating tailored financial plans, maintaining ongoing client relationships, and delivering continuous guidance.

Our culture blends innovation with practical, results-driven thinking. The environment is fast paced yet relaxed, focused on serving working-class clients with full-spectrum financial planning and wealth management to help them achieve their goals.

What you'll do

Identify and set appointments with prospective clients
Meet with clients to evaluate their financial needs
Develop customized financial plans aligned with clients' goals
Maintain strong relationships and monitor client progress over time
Provide ongoing consultation and support to clients

Training and growth opportunities

One-on-one coaching from experienced leaders in the local financial planning community
A comprehensive training program covering financial planning, portfolio analysis and management, marketing techniques, consultative selling, client service, and regulatory compliance
Uncapped earning potential with first-year earnings often reaching $100,000 or more, with compensation largely tied to results
Clear career progression paths within the company, including leadership opportunities such as District Manager, Field Vice President, and other roles

Job Requirements

Associate’s degree in business or a related field
Must obtain the appropriate series licenses and qualify to become a Financial Advisor before starting in office
Must be a U.S. citizen or a permanent resident
Willing to work in the office

Compensation and Benefits

Compensation is provided after licenses and qualifications to be a Financial Advisor are met. The average first-year earnings for a Financial Advisor exceed $70,000, with top earners surpassing $100,000.

Health insurance
Life insurance
Retirement plan

Job Details

Job Type: Full-time
Work Location: In person, Wilmington, Delaware

Learn more

Website: http://www.tristatefa.com

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28d ago

Financial Advisor/Wealth Manager - Nashville

Tristate Financial Advisors Nashville, TN

Nashville, TN

28d ago

$70k - $100k/yr Full time Manager Marketing Advisor

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Job Description

Tristate Financial Advisors, an FFA company, enables you to build personal financial success by helping clients reach their own goals. Prior finance experience is not required to join the team, but you should bring energy, strong interpersonal skills, a solid work ethic, and an entrepreneurial mindset. We provide extensive training, resources, and support to help you outperform your own expectations.

Overview of the role

As a modern financial advisor, you will embrace a progressive approach to financial guidance. We have reinvented traditional advice to offer clients a higher level of confidence in their futures. Our focus extends beyond the typical scope by considering the client’s professional life as part of their overall financial picture.

Responsibilities

Identify potential clients and schedule appointments
Meet with clients to assess financial needs
Develop customized financial plans aligned with client goals
Maintain strong client relationships and monitor progress over time
Provide ongoing consultation and support

Culture and approach

We foster a culture described as a blend of Google and Wall Street. The environment is energetic and fast paced while remaining accessible, supporting rapid growth. We serve working-class individuals with comprehensive financial planning and wealth management to help them realize their aspirations.

What this role offers

One-on-one training from experienced local leaders in financial planning
A comprehensive training program covering financial planning, portfolio analysis, management, portfolio recommendations, marketing techniques, consultative selling, client service, and regulatory compliance
Uncapped earning potential with the possibility to reach $100,000+ in the first year; compensation is largely performance-based
Opportunities for substantial career growth within the company, including a leadership track with roles such as District Manager and Field Vice President

Requirements and qualifications

Associate’s degree in business or a related field
Must obtain series licenses and qualify to be approved as a Financial Advisor before starting in office
U.S. citizen or Permanent Resident
Willing to work in the office

Compensation and benefits

Average first-year earnings exceed $70,000, with top earners surpassing $100,000
Compensation is provided after completing the necessary licenses and qualifications to become a Financial Advisor
Benefits include health insurance, life insurance, and a retirement plan

Location and work setup

Location: Nashville, TN 37217
Work Location: In person
Job Type: Full-time

More information

Visit our website for additional details: tristatefa.com

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28d ago

Financial Advisor

PV Financial Group Ludlow, MA

Ludlow, MA

28d ago

$65k - $110k/yr Full time Advisor Bachelor's Degree CFP

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Job Description

Overview

PV Financial Group is seeking a locally based, community-minded and driven professional to join our expanding financial planning practice. The chosen candidate will focus on building enduring client relationships, converting prospects to clients, and coordinating with internal and external professionals to help clients reach their financial goals.

Key Responsibilities

Sell financial planning services in an ethical, effective manner, converting prospects into clients with a closing ratio greater than 80 percent.
Assist individuals in identifying their unique financial needs and objectives, and establish the client/advisor relationship.
Gather data, including goals, and analyze and evaluate the client’s financial status.
Develop and present financial planning recommendations and alternatives.
Implement financial planning recommendations and monitor their progress.
Review and update financial plans regularly, at least annually, to reflect changes in income and assets.
Recommend plans and products to help clients achieve goals; identify suitable investment and insurance solutions, including estate planning, tax considerations, retirement planning, and business planning objectives.
Comply with all FINRA, SEC, and Raymond James compliance regulations and meet continuing education requirements.
Provide personalized client service by working with affiliated professionals who also serve as advisors to clients.
Develop and maintain relationships with in-house professionals and strategic alliances; refer clients to strategic allies (for example, attorneys) when needed to ensure needs are met.
Respond to client questions and concerns promptly.
Schedule and plan client meetings using the CRM system.
Rebalance client portfolios based on the advisor’s criteria using appropriate tools such as Model Management.
Maintain client cost basis information.
Stay current on industry developments, service and product enhancements, regulatory issues, and client needs or wants.
Create comprehensive financial plans, investment proposals, and retirement timelines using planning software, considering client goals, risk tolerance and financial situation.
Conduct research on investment products, insurance solutions, and estate planning strategies.
Coordinate with clients’ attorneys and CPAs to ensure financial plans align with legal and tax strategies.
Actively participate in networking, community events and firm activities.

Knowledge, Skills and Qualifications

BA or BS in business; advanced degree or designation a plus (for example MBA, CFP or CPA).
Prior enrollment in or willingness to enroll in the CFP certification program.
Insurance certifications such as ChFC, as appropriate.
FINRA Series 7, 63, and 65 or 66 securities registrations.
State Life and Health insurance licensing.
Minimum of 1 to 2 years of experience in financial services.
Excellent knowledge and communication of financial planning concepts and terminology.
Strong knowledge and communication of financial products, including mutual funds, stocks, bonds, insurance policies, and annuities.
Knowledge of estate planning issues.
Proficiency with computer programs, including MS Office Suite and financial planning software.

Licenses and Certifications

Series 7 (Preferred)
Series 63 (Preferred)
Series 65 (Preferred)
Series 66 (Preferred)
State Life and Health insurance licensing

Education and Experience

Bachelor's degree (Required)
Experience in financial services: 1 year (Required)

Employment Details

Job Type: Full-time
Location: Ludlow, MA 01056
Work Location: In person
Ability to commute: Ludlow, MA 01056 (Preferred)

Compensation and Benefits

Pay: $65,000.00 - $110,000.00 per year
Benefits: 401(k), Dental insurance, Health insurance, Paid time off, Vision insurance

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28d ago

Financial Advisor

First Command Financial Services, Inc. Blue Bell, PA

Blue Bell, PA

28d ago

Full time Advisor Client Relationships Commission

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Job Description

Overview

Since 1958, First Command Financial Services has guided military families toward financial security through face-to-face coaching. Our approach blends time-tested financial principles with a client-first philosophy to inspire clients to take the first steps on the path to financial security. 3 out of 4 of our Financial Advisors are veterans or military spouses. With more than 165 offices nationwide, many are located near military installations. This opportunity is based in Blue Bell, Pennsylvania. First Command is committed to helping military families get their financial lives squared away.

What Our Financial Advisors Do

They serve as personal coaches to our Nation’s military families, focusing on a financial plan that evolves to meet short-term and long-term goals. They help with day-to-day finances, build lifetime assets, and protect against the unexpected. They actively engage with the community to bring in new clients to First Command, with support from the local district team and Home Office. They work directly with the military community by partnering with local military organizations, military units, and other supporting institutions. They coach families on a comprehensive financial plan that includes:

Savings/banking
Investments/wealth management
Insurance/risk management

What We Offer

A specialized licensing and comprehensive training program designed for veterans, transitioning service members and military spouses to start and grow a successful Financial Advisor career.
We sponsor your pursuit of full registration and licensing as a Financial Advisor using our tools and resources to guide you through the process.
You will prepare and test for your SIE, S6, S63, S65 and state Life & Health licenses.
Upon successful completion of the licensing phase, First Command may offer you the opportunity to join our paid training program with a local district office.
As you begin this career, your First Command Financial Advisor salary will consist of an hourly wage for 3 months, initially expected to be minimum wage in the state in which you are employed. After three months, you may transition to a salaried position that offers progressive incentives during for the remainder of the nine-month paid training period.

What to Expect After Training

At the conclusion of the paid trainee program, First Command may offer you the opportunity to become an independent contractor Financial Advisor with First Command, through which you can control your career trajectory and be compensated based on your work and the results you achieve as an independent contractor. There is no cap on your earning potential: your compensation reflects your effort and is based on competitive commissions, residual income, bonuses, and deferred compensation. The average compensation during the first year as an independent contractor Financial Advisor with First Command ranges in commissions and bonuses.

Professional Development and Benefits

Professional development includes progressive leadership programs through classroom training and annual workshops to prepare you for future leadership opportunities.
Set your own schedule to manage work-life balance.
Portable career opportunities throughout the United States that allow your career to move with you.

Desired Qualifications

Military experience or affiliation
Bachelor’s degree
Proven leadership skills

Learn More

First Command has been helping military families pursue their goals and dreams through financial coaching and guidance since 1958. To learn more about us, visit Financial Services Careers | First Command.

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28d ago

Financial Advisor/Wealth Manager - Charleston

Florida Financial Advisors Mount Pleasant, SC

Mount Pleasant, SC

28d ago

$70k - $100k/yr Full time Manager Marketing Advisor

Apply Now

Job Description

Overview

Tristate Financial Advisors, an FFA company, supports your path to financial success by helping clients achieve their own goals. Prior experience in finance is not required; what matters is energy, strong people skills, a solid work ethic, and an entrepreneurial mindset. We provide extensive training, resources, and the backing you need to exceed your own expectations.

Our approach

We emphasize a modern approach to financial guidance. Our objective is to offer clients a new level of confidence for their futures. Rather than focusing solely on personal finances, we consider the client’s professional life as part of their overall financial picture.

Daily responsibilities

Identify and set appointments with prospective clients
Meet with clients to assess their financial needs
Develop customized financial plans to address clients' goals
Maintain strong client relationships and track progress over time
Provide ongoing consultation and support

What sets us apart

Our culture blends a dynamic, fast-paced environment with a relaxed, approachable atmosphere. We have grown quickly by serving working-class clients with comprehensive financial planning and wealth management to help them realize their dreams.

Position highlights

One-on-one training from experienced local leaders in financial planning
A comprehensive program covering financial planning, portfolio analysis and management, portfolio recommendations, marketing techniques, consultative selling, client service, and regulatory compliance
Uncapped earning potential with six-figure first-year earnings possible; compensation largely derived from results
Significant career growth opportunities within the company, including a leadership program with roles such as District Manager and Field Vice President

Job requirements

Associate’s degree in business or a related field
Must obtain Series licenses and qualify to be approved as a Financial Advisor before starting in office
Must be a U.S. citizen or Permanent Resident
Willing to work in the office

Compensation and timing

Compensation is provided after license attainment and qualification. The average earnings for a first-year Financial Advisor exceed $70,000, with top earners surpassing $100,000.