Employee Stock Purchase

Employee Stock Purchase Finance Jobs

60 jobs found

Senior Manager, Wealth Advisor - Schwab Wealth Advisory

Charles Schwab Chicago, IL

1mo ago

$148k - $204k/yr Full time Manager Senior Advisor

Manager Senior Advisor

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Job Description

Overview

Schwab empowers you to make a meaningful impact on your career. We value innovative thinking and collaborative problem solving to challenge the status quo and advance the finance industry. This role requires on-site work at the designated location. Location: Chicago, IL 60695.

What you will do

As a Senior Manager, Wealth Advisor with Schwab Wealth Advisory (SWA), you will join a premier, fee-based, non-discretionary investment advisory platform that emphasizes personal relationships, tailored service, and ongoing guidance aligned with Schwab's investing approach. You will influence client outcomes as a fiduciary within a dedicated SWA team to deliver an outstanding client experience. SWA's philosophy enables you to utilize a broad suite of products, including stocks, bonds, ETFs, mutual funds, separately managed accounts, and option trading, to help clients manage more complex portfolios and achieve their goals. You will grow within an experienced, collaborative team, strengthen relationships with partners, including leading advisors, and have the opportunity to mentor junior SWA colleagues. If you seek to deepen your wealth management expertise while helping clients, this could be the right opportunity for you.

What you have

CFP® designation or CFA® designation
Bachelor's degree
Active and valid FINRA Series 7 license (may be obtained with a 120-day condition of employment)
Active and valid FINRA Series 66 license required (may be obtained with a 120-day condition of employment)
Five or more years of advisory experience, including creating and customizing financial plans and portfolios for clients

Preferred qualifications

Five or more years working directly with clients in the financial services industry, highly preferred

In addition to the salary range, this role is also eligible for bonus or incentive opportunities.

What’s in it for you

At Schwab, you have the opportunity to shape your future. We support your growth through meaningful work, ongoing learning, and a culture rooted in trust and teamwork, helping you develop the skills to make a lasting impact. Our Hybrid Work and Flexibility approach balances workplace flexibility with the value of in-person collaboration to serve clients effectively.

Benefits and compensation

We offer a comprehensive benefits package for today and the future, including:

401(k) with company match and Employee Stock Purchase Plan
Paid time off for vacation and volunteering, plus a 28-day sabbatical after every 5 years of service for eligible positions
Paid parental leave and family-building benefits
Tuition reimbursement
Health, dental, and vision insurance

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Portfolio Manager II, Business Banking

Wintrust Financial Arlington Heights, IL

1mo ago

$85k - $110k/yr Full time Manager Banking Business

Manager Banking Business

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Job Description

Overview

Wintrust delivers community and commercial banking, specialty finance, and wealth management through 16 bank charters and nine non-bank affiliates. We combine the capabilities of a large institution with the personal, relationship-driven service of community banking. Our client base spans all 50 states, supported by more than 200 branch locations across Illinois, southwest Florida, northwest Indiana, western Michigan, and southern Wisconsin, along with commercial banking offices in Chicago, Denver, Milwaukee, Grand Rapids, MI, and other key Illinois locations. Our people are the heart of the business, and we are consistently recognized as a top place to work. Wintrust is a $66 billion financial institution headquartered in Rosemont, Illinois, and listed on the NASDAQ Global Select Market under WTFC.

Responsibilities

Prepare and present Credit Approval Presentations (CAPs), summarizing trends and reporting findings.
Evaluate commercial credit requests of varying complexity by reviewing business and individual credit and financial information to assess credit risk.
Assess financial statements and tax returns to determine repayment ability; identify trends affecting repayment, collateral, or operational viability; propose risk rating adjustments supported by changes in financial condition or collateral.
Perform collateral analyses aligned with cash-flow and CRE lending principles.
Communicate directly with Relationship Managers and, when needed, clients to enable timely underwriting of credit requests.
Foster open dialogue and collaboration with the Real Estate Group, Credit Administration, Loan Operations, Managed Assets, and other support teams.
Monitor loans and test covenants; assist with loan closings and maintain credit files and compliance reviews.
Demonstrate urgency in addressing client requests while maintaining acceptable risk parameters to identify issues and implement timely loan modifications and risk-rating updates as appropriate.

Qualifications

Bachelor’s degree in accounting, finance, business, or equivalent.
3+ years of commercial and industrial underwriting and/or portfolio management experience, with working knowledge of the banking environment, products, supporting processes, and technology.
Formal bank credit training is preferred, with a solid understanding of general credit and risk principles, and banking policies/procedures.
Proficiency in MS Office (Excel, Word, PowerPoint) and financial forecast models; experience with the nCino loan origination platform is a plus.
Strong analytical and organizational skills with the ability to proactively manage and prioritize workflow.
Strong interpersonal skills with a proven ability to establish client relationships and work within a team environment.

Benefits

Medical Insurance
Dental
Vision
Life insurance
Accidental death and dismemberment
Short-term and long-term Disability Insurance
Parental Leave
Employee Assistance Program (EAP)
Traditional and Roth 401(k) with company match
Flexible Spending Account (FSA)
Employee Stock Purchase Plan at 5% discount
Critical Illness Insurance
Accident Insurance
Transportation and Commuting Benefits
Banking Benefits
Pet Insurance

Compensation

The estimated salary range for this role is $85,000 - $110,000 along with eligibility to earn an annual bonus. Actual salaries may vary based on several factors, such as a candidate’s qualifications, skills and experience.

About Wintrust

Wintrust provides community and commercial banking, specialty finance and wealth management services through its 16 bank charters and nine non-bank businesses. Wintrust delivers the sophisticated solutions of a large bank while staying true to the relationship-focused, personalized service of our community banking roots. We serve clients in all 50 states with more than 200 branch banking locations in Illinois, southwestern Florida, northwestern Indiana, west Michigan and southern Wisconsin and commercial banking offices in Chicago, Denver, Milwaukee, Grand Rapids, Mich., and in key branch banking locations throughout Illinois. Our people are the heart of our business and we are proud to rank consistently as a top place to work. Wintrust is a $66 billion financial institution based in Rosemont, Illinois, and listed on the NASDAQ Global Select Market under the symbol “WTFC.” From our first day in business, Wintrust has been proud to serve a variety of unique communities and people from all

Location

Arlington Heights, IL 60005

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VP, Financial Consultant - Troy, MI

Charles Schwab Troy, MI

1mo ago

$65k - $90k/yr Full time Charles Schwab Client Relationship Management Consultant

Charles Schwab Client Relationship Management Consultant

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Job Description

Position Type: Regular

Your opportunity

In addition to the stated salary range, this position is eligible for bonus or incentive opportunities. To review the Investment Professionals’ incentive structure, please see the Compensation information here: Investment Professionals' Compensation.

At Schwab, you have the power to influence your own career trajectory. Here, innovative thinking meets practical problem solving as we challenge the status quo and drive transformation across the finance industry. Our branch team sits at the heart of helping clients secure their financial futures. In this role, you’ll provide clients with expert financial guidance while building relationships rooted in trust, respect, and shared goals. You’ll also have the opportunity to steer your professional path within a supportive, inclusive culture and a wide range of career opportunities. As a Financial Consultant at Schwab, you’ll work with existing Schwab clients to deliver wealth management and financial planning guidance. Over time, you’ll expand your practice through asset consolidation, networking, and client referrals. If you currently hold your securities license, enjoy collaborating in a team setting, and share our passion for serving clients — this role is for you.

What you have

Required Qualifications: A valid and active FINRA Series 7 license is required. You will be pursuing or obtaining FINRA Series 66 (63/65) and Life & Health Insurance licenses as part of your tenure.
Preferred Qualifications: Ability to build strong relationships, foster trust, and deepen client engagement by applying a focused communication strategy and consistently exceeding expectations. You’ll also learn to leverage our team of Schwab specialists, adhere to Schwab advice guidelines, apply market knowledge, and inspire action to help clients progress toward their goals. Willingness to manage wealth on behalf of clients across Retirement Planning, Education Planning, Investment Management, Banking & Lending Management, Insurance & Risk Management, and Estate Planning. Adaptability to evolving market and business conditions. A passion for community involvement to discuss market conditions, sound investing principles, and long-term wealth strategies tailored to each client. A commitment to delivering an outstanding investor experience while advancing your own professional growth in Wealth Management.

What’s in it for you

At Schwab, you’re empowered to shape your future. We support your growth through meaningful work, continuous learning, and a culture of trust and collaboration, enabling you to develop the skills that make a lasting impact.

Competitive benefits package supporting today’s well-being and future needs:
401(k) with company match and Employee Stock Purchase Plan
Paid time off for vacation and volunteering, plus a 28-day sabbatical after every five years of service for eligible positions
Paid parental leave and family-building benefits
Tuition reimbursement
Health, dental, and vision insurance

Location: Troy, MI 48099

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VP, Financial Consultant- Buffalo, NY

Charles Schwab Amherst, NY

1mo ago

$65k - $90k/yr Full time Buffalo Charles Schwab Client Relationship Management

Buffalo Charles Schwab Client Relationship Management

Apply Now

Job Description

Overview

Position type: Regular. Compensation: In addition to the salary range, this role is eligible for bonus or incentive opportunities.

At Schwab, you have the opportunity to influence your career trajectory. Our culture blends innovative thinking with practical problem solving to challenge the status quo and transform the financial services industry. The Schwab branch team is central to helping clients secure their financial futures. In this role, you will provide financial guidance to clients and build lasting relationships founded on trust, respect, and shared goals. You’ll also have the chance to guide your own professional development within a supportive, collaborative environment that offers diverse career paths.

As a Financial Consultant at Schwab, you will work with existing Schwab clients to deliver wealth management and financial planning guidance. Over time, you’ll grow your practice through client asset consolidation, networking, and referrals. If you already hold a securities license, enjoy collaboration in a team setting, and share our commitment to servicing clients, this role is for you.

Location: Amherst, NY 14226

What you have

Required Qualifications

A valid and active FINRA Series 7 license
Anticipated requirement to obtain FINRA Series 66 (63/65) and Life & Health Insurance licenses during tenure
Pursuant to SAFE Act requirements, all employees engaged in residential mortgage originations must register with the NMLS registry and remain in good standing, including completing the required background check

Preferred Qualifications

Ability to build strong relationships, foster trust, and deepen client engagement by applying a focused client communication strategy and exceeding expectations
Willingness to leverage Schwab specialists, follow Schwab advice guidelines, apply market knowledge, and inspire clients to progress toward their goals
Openness to manage clients’ wealth across Retirement Planning, Education Planning, Investment Management, Banking & Lending, Insurance & Risk Management, and Estate Planning
Ability to adapt and implement change as market and business conditions evolve
Passion for community engagement and discussing market conditions, sound investing principles, and long-term wealth strategies with clients
Desire to deliver an outstanding investor experience while pursuing ongoing professional development in Wealth Management

What’s in it for you

At Schwab, you’re empowered to shape your future. We support your growth through meaningful work, ongoing learning, and a culture of trust and collaboration—so you can develop the skills to create a lasting impact.

401(k) with company match and Employee Stock Purchase Plan
Paid time off for vacation, volunteering, and a 28-day sabbatical after every 5 years of service for eligible positions
Paid parental leave and family-building benefits
Tuition reimbursement
Health, dental, and vision insurance

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VP, Financial Consultant - Annapolis, MD

Charles Schwab Annapolis, MD

1mo ago

$65k - $95k/yr Full time Annapolis Charles Schwab Client Relationship Management

Annapolis Charles Schwab Client Relationship Management

Apply Now

Job Description

Your opportunity

Position Type: Regular

In addition to the salary range, this role is also eligible for bonus or incentive opportunities. Click the link below to review our Investment Professionals’ incentive structure: Investment Professionals' Compensation | Charles Schwab.

At Schwab, you’re empowered to make an impact on your career. Here, innovative thinking meets creative problem solving, as we strive to “challenge the status quo” and transform the finance industry together. Schwab’s branch team lies at the heart of our commitment to helping clients own their financial futures. In this role, you’ll provide clients with financial guidance while building long-lasting relationships grounded in trust, respect, and shared goals. You’ll also have the opportunity to direct your own professional path within our supportive, nurturing culture and broad range of career opportunities.

As a Financial Consultant at Schwab, you will engage with existing Schwab clients, delivering wealth management and financial planning advice. Over time, you’ll grow your practice holistically through client asset consolidation, networking, and earning client referrals. If you currently hold a securities license, enjoy collaborating in a team setting, and are passionate about serving clients, this role is a great fit.

Location: Annapolis, MD 21402

What you have

Required Qualifications:

A valid and active FINRA Series 7 license is required.
Obtaining or acquiring FINRA Series 66 (63/65) license and Life & Health Insurance as it will be required during your tenure on the job.

Preferred Qualifications:

Ability to build strong relationships, engage and encourage trust, and deepen the client relationship by applying a focused client communication strategy, and exceeding client expectations.
Strong candidates will also learn to leverage our team of Schwab specialists, Schwab advice guidelines, your knowledge of the markets, and your ability to inspire action to help your client’s progress toward achieving their goals.
Openness to manage wealth on behalf of our clients including: Retirement Planning, Education Planning, Investment Management, Banking & Lending Management, Insurance & Risk Management, and Estate Planning.
Ability to adapt and implement change as the market and business conditions evolve.
Passion for community engagement to share and engage clients in discussion about market conditions, sound investing principles, and the ideal wealth and long-term investment strategies for their personal situation.
Desire to provide an outstanding investor experience in addition to furthering your own professional development in Wealth Management.

What’s in it for you

We offer a competitive benefits package that takes care of the whole you – both today and in the future:

401(k) with company match and Employee stock purchase plan
Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions
Paid parental leave and family building benefits
Tuition reimbursement
Health, dental, and vision insurance

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VP, Financial Consultant - Tysons Corner, VA

Charles Schwab Tysons Corner, VA

1mo ago

$65k - $95k/yr Full time Charles Schwab Client Relationship Management Consultant

Charles Schwab Client Relationship Management Consultant

Apply Now

Job Description

Position Type

Regular

Your opportunity

In addition to the salary range, this role is eligible for bonus or incentive opportunities. Review our Investment Professionals’ incentive structure here: Investment Professionals' Compensation | Charles Schwab

At Schwab, you’ll have the chance to make a meaningful impact on your career. Innovative thinking meets practical problem solving as we strive to challenge the status quo and transform the finance industry together. Our branch teams lie at the heart of Schwab’s commitment to helping clients own their financial futures. In this role, you’ll provide clients with financial guidance while building lasting relationships grounded in trust, respect, and shared goals. You’ll also have the opportunity to chart your own professional path within a supportive, nurturing culture and a broad range of career opportunities. As a Financial Consultant, you’ll work with existing Schwab clients to deliver wealth management and financial planning guidance. Over time, you’ll grow your practice holistically through client asset consolidation, networking, and referrals. If you currently hold securities licenses, enjoy teamwork, and share our dedication to client service—this role is for you.

What you have

Required Qualifications: A valid and active FINRA Series 7 license is required.
Obtaining or acquiring FINRA Series 66 (63/65) license and Life & Health Insurance will be required during tenure on the job.
Preferred Qualifications: Ability to build strong relationships, earn trust, and deepen client relationships by applying a focused client communication strategy and consistently exceeding client expectations.
Strong candidates will learn to leverage our team of Schwab specialists, Schwab advice guidelines, knowledge of the markets, and the ability to inspire action to help clients progress toward their goals.
Openness to manage wealth on behalf of clients including: Retirement Planning, Education Planning, Investment Management, Banking & Lending Management, Insurance & Risk Management, and Estate Planning
Ability to adapt and implement change as market and business conditions evolve
Passion for community engagement to discuss market conditions, sound investing principles, and long-term wealth strategies tailored to a client’s personal situation
Desire to deliver an outstanding investor experience while advancing your own professional development in Wealth Management

What’s in it for you

At Schwab, you’re empowered to shape your future. We support your growth through meaningful work, ongoing learning, and a culture of trust and collaboration—so you can build the skills to make a lasting impact.

We offer a competitive benefits package that supports the whole you—today and in the future:

401(k) with company match and Employee stock purchase plan
Paid time for vacation, volunteering, and a 28-day sabbatical after every 5 years of service for eligible positions
Paid parental leave and family building benefits
Tuition reimbursement
Health, dental, and vision insurance

Location

Tysons Corner, VA 22182

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VP, Financial Consultant- Campbell, CA

Charles Schwab Campbell, CA

1mo ago

$75k - $120k/yr Full time CA Campbell Charles Schwab

CA Campbell Charles Schwab

Apply Now

Job Description

Overview

Position Type: Regular. Location: Campbell, CA 95008. Schwab’s branch team sits at the core of our commitment to helping clients own their financial futures. In this role, you’ll provide financial guidance to clients and cultivate relationships built on trust, respect, and shared goals. You’ll also have the chance to guide your own professional journey within a supportive, growth-oriented culture and a broad range of career opportunities.

Role Responsibilities

As a Financial Consultant, you’ll work with existing Schwab clients to deliver wealth management and financial planning guidance. Over time, you’ll grow your practice holistically through client asset consolidation, networking, and earning client referrals. If you currently hold your securities license, enjoy collaborating in a team environment, and share our passion for serving clients, this opportunity is for you.

Your qualifications

Required Qualifications

A valid and active FINRA Series 7 license
Working toward FINRA Series 66 (63/65) and Life & Health Insurance licensing during tenure

Preferred Qualifications

Ability to build strong relationships, foster trust, and deepen client engagement by applying focused client communication and exceeding expectations
Willingness to leverage the Schwab team of specialists, adhere to Schwab advice guidelines, apply market knowledge, and inspire action to help clients progress toward their goals
Capability to manage wealth on behalf of clients across Retirement Planning, Education Planning, Investment Management, Banking & Lending Management, Insurance & Risk Management, and Estate Planning
Openness to adapt and implement change as market and business conditions evolve
Passion for community involvement to discuss market conditions, solid investing principles, and ideal wealth and long-term strategies for individual circumstances
Desire to deliver an outstanding investor experience while pursuing ongoing professional development in Wealth Management

What’s in it for you

At Schwab, we’re committed to empowering our employees’ personal and professional success. Our flexible work options, supportive culture, and focus on development provide the tools you need to make a meaningful difference in the finance industry. We offer a competitive benefits package that supports you today and in the future:

Base salary
401(k) with company match and Employee Stock Purchase Plan
Paid time for vacation, volunteering, and a 4-week sabbatical after 5 years of service
Paid parental leave and family-building benefits
Tuition reimbursement
Health, dental, and vision insurance
Investment Professionals' Compensation | Charles Schwab

Pursuant to SAFE Act requirements, all employees engaged in residential loan mortgage originations must register with the NMLS registry system and remain in good standing. You will be required to register and to submit to the required SAFE Act background check and registration process.

What’s in it for you (continued)

At Schwab, you’re empowered to shape your future. We champion your growth through meaningful work, continuous learning, and a culture of trust and collaboration—so you can build the skills to make a lasting impact. We offer a competitive benefits package that takes care of the whole you – both today and in the future:

401(k) with company match and Employee stock purchase plan
Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions
Paid parental leave and family-building benefits
Tuition reimbursement
Health, dental, and vision insurance