Plano, TX

Finance Jobs in Plano, TX

4 jobs found

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21d ago

Credit Risk - Commercial & Specialized Industries, Senior Associate

JPMorganChase Plano, TX

Plano, TX

21d ago

Full time Senior Analyst Associate

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Job Description

This role manages a mid-market credit portfolio onsite in Plano, TX for JPMorganChase, structuring transactions, assessing risk, and contributing to strategic initiatives across Commercial & Specialized Industries.

Responsibilities

Use strong credit analysis to structure new transactions and manage the assigned credit portfolio independently.
Assess risks and mitigants, balance risk and reward, diligently handle renewals, amendments, and new transactions, and maintain solid credit reporting metrics.
Form independent, well-supported views and present them clearly to partners and senior leadership to defend your position.
Operate proactively and diplomatically with internal and external contacts to keep transactions moving, maintaining urgency to meet internal and client deadlines.
Partner effectively to develop comprehensive and durable client relationships.
Provide leadership in the market by contributing positively to the team and participating in projects or improvement initiatives for the organization.
Demonstrate strong communication skills, using them to solve problems with both internal and external stakeholders.

Requirements

BA/BS/BBA degree is required with some accounting and finance coursework.
Completion of a major corporate or commercial bank credit training program (or the equivalent corporate banking/corporate finance experience) and a thorough understanding of bank credit policies and procedures.
At least 5 years of experience in commercial banking or lending with extensive credit analysis.
Working knowledge of accounting and finance.
Excellent verbal and written communication, interpersonal, analytical, and problem-solving skills.
Excellent organizational and project management abilities; able to manage competing priorities under tight deadlines.
Proven ability to collaborate and build strong partnerships.
Intellectual curiosity with a proven ability to learn quickly.
High degree of initiative, self-direction, and ability to work well under pressure.

Benefits

Comprehensive health care coverage
On-site health and wellness centers
Retirement savings plan
Backup childcare
Tuition reimbursement
Mental health support
Financial coaching

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1mo ago

Liquidity Control Manager - Vice President

JPMorganChase Plano, TX

Plano, TX

1mo ago

$119k - $190k/yr Full time Manager Audit Cash Management

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Job Description

Overview

Join JPMorgan Payments, the world’s largest payments network, in the role of Global Liquidity Control Manager — Vice President. In this position, you will collaborate with the Liquidity & Account Solutions team to evaluate operational risks for existing and new products and establish robust controls. The role offers the opportunity to manage the end-to-end control environment on a global scale and contribute to implementing the Payments end-to-end target operating model.

Location: Plano, TX 75024

Responsibilities

Oversee and control all aspects affecting Liquidity Solutions products, covering front-line, operational, and technology controls.
Lead the end-to-end system of controls to mitigate risk through engagement, thematic reviews, and risk analysis.
Identify and proactively manage risks to the delivery of end-to-end target operating model strategies.
Foster a proactive risk and control culture using evaluation strategies and change management protocols.
Establish governance structures to identify, quantify, manage, and monitor risk, setting risk tolerances and management procedures.
Engage with control colleagues across the firm, including business, operations management, legal, compliance, risk, audit, and technology control functions.
Execute and implement business control priorities and strategy, driving the control agenda by monitoring key operational risks.
Review and analyze program-related data to identify existing and emerging operational risks and issues.
Drive the CORE strategy and uplift controls globally, supporting the firm’s operational risk self-assessment reporting process.
Coordinate and engage in Regulatory Exams and Audits, identifying and remediating control gaps and risk assessments.
Support the monthly controls governance agenda, prepare materials for the Business Control Forum, and deliver executive reporting and analytics.

Required Qualifications, Skills, and Capabilities

Bachelor’s degree or equivalent professional experience required.
Business acumen: the ability to understand the business and the regulations impacting it.
Excellent written and verbal communication skills with the ability to influence business leaders.
Implementation skills and experience drafting action plans.
Exceptional interpersonal skills and collaboration abilities.
Ability to work autonomously, manage competing priorities, and thrive in a fast-paced environment.
Process/Design Analysis: ability to understand a process and its associated risk to inform control design.
Strong critical thinking, attention to detail, and analytical abilities.
Ability to make informed decisions, influence stakeholders, and justify decision-making.
Ability to lead and provide clarity for controls management in a complex environment.

Preferred Qualifications, Skills, and Capabilities

7 years of financial services experience in controls, audit, risk management, compliance, or Liquidity Solutions product management is preferred.
Proficient knowledge of control and risk management concepts.
Proficient in Microsoft Office Suite (Word, Excel, PowerPoint) preferred.
Prior experience in Liquidity Solutions, Account Solutions, Cash Management, Deposit Management, Overdraft management and related products is an advantage.

About Us

JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today

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1mo ago

Principal AML Compliance Advisor, AML -KYC Data Management

Capital One Plano, TX

Plano, TX

1mo ago

$110k - $125k/yr Full time Advisor AML Anti-Money Laundering

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Job Description

Overview

The Principal AML Compliance Advisor role focuses on AML and KYC data management, serving in the second line of defense to help ensure that corporate initiatives and business processes comply with applicable laws and regulations. Within the AML program framework, the position delivers quality outcomes by supporting AML Advisory activities, guiding policies, standards, and procedures, maintaining related procedures, reviewing targeted and ad hoc training, offering compliance guidance on projects, advising on controls for regulatory requirements and monitoring across lines of business, and conducting targeted tests on controls with guidance on identified risks.

Responsibilities

Provide effective challenge and guidance on compliance risks and support AML Advisors through various interactions and forum engagements.
Assist AML Advisory in applying Compliance requirements to new products, process development, control design and monitoring, remediation actions for compliance breakdowns, and changes in law or regulation.
Maintain consistency in advisory decisions and the messaging across determinations.
Develop a strong understanding of applicable laws and regulations.
Support the evaluation of Internal Audit, Regulatory Exams, and self-identified issues for compliance impact.
Assist AML Advisory by advising and adjusting processes, procedures, and controls as needed.
Serve as a liaison with internal and external bank personnel to ensure completion of program attestations for external relationships.
Maintain a solid understanding of the Compliance Risk Management Framework and related regulations.
Identify data trends that could signal potential risk impacts.
Assist in capturing, maintaining, and analyzing compliance data, interpreting it to ensure consistent Compliance Risk Management.
Help update AML-owned procedures.

Basic Qualifications

Bachelor's Degree or Military Experience
At least 3 years of regulatory compliance experience, or at least 3 years of risk management experience, or at least 6 years in the financial services industry
At least 3 years of Anti-Money Laundering (AML) compliance experience
At least 3 years of Tableau software experience

Preferred Qualifications

Bachelor's Degree in Business Management, Compliance, Risk, Legal, or Finance, Accounting or related field
4+ years of regulatory compliance experience, or risk management experience, or financial services industry experience
4+ years of experience in financial services, or AML functions, or compliance risk management, or AML project management
Previous experience supporting programs where senior leaders and external stakeholders are clients
4+ years of experience with Tableau and Structured Query Language (SQL)
CAMS or CRCM certification

Work Authorization

Capital One does not sponsor new applicants for employment authorization for this position at this time.

Location

Plano, TX 75023

Salary

The minimum and maximum full-time annual salaries for this role are listed below by location. This information is intended for candidates hired to work in one of these locations and reflects the amount Capital One is prepared to pay at the time of posting. Part-time salaries will be prorated based on hours worked.

Richmond, VA: $109,900 - $125,400 for Compliance Advisory Specialist III
Chicago, IL: $109,900 - $125,400 for Compliance Advisory Specialist III
McLean, VA: $120,800 - $137,900 for Compliance Advisory Specialist III
Plano, TX: $109,900 - $125,400 for Compliance Advisory Specialist I

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1mo ago

Analyst, Specialty Underwriting & Portfolio Manager - REIT

Capital One Plano, TX

Plano, TX

1mo ago

$119k - $136k/yr Full time Manager Analyst Cash Flow Modeling

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Job Description

Overview

Capital One’s Underwriting and Portfolio Management team leads the assessment of new loan opportunities and the ongoing management of our loan portfolio. The group collaborates with internal partners and external stakeholders to support the growth of Commercial Real Estate while maintaining a scalable, well-governed business. This role supports the Real Estate Investment Trust (REIT) and/or Real Estate Investment Funds (REIF) activities, including private funds, non-traded REITs, and publicly-traded REITs. These entities originate entity-level unsecured loans, such as facilities backed by unencumbered asset pools, within Commercial Real Estate.

As an Analyst in Underwriting & Portfolio Management, you will operate with a high degree of independence, moving beyond the basics of credit risk management. In addition to identifying risks and mitigants, you will begin spotting trends or anomalies on individual deals or within the portfolio and escalate as appropriate.

Responsibilities

Conduct industry and company due diligence, synthesize findings, and may lead due diligence calls with clients and/or legal counsel.
Perform thorough financial analysis, identify discrepancies and risks, and propose creative risk mitigation strategies.
Develop financial/cash flow modeling inputs with minimal guidance; understand model mechanics and consider overrides or exceptions.
Evaluate structuring options based on collateral and borrower valuation.
Prepare the majority of the credit approval document and actively contribute to internal meetings, including deal discussions and pipeline reviews.
Coordinate and fulfill closing process requirements.
Assist senior underwriters in reviewing and negotiating legal documentation.
Communicate with external stakeholders; maintain urgency in responding to client requests.
Demonstrate a fundamental understanding of credit documents; with guidance, contribute to term sheet structuring, prepare commitment letters, and review legal documents.
Own a portfolio of existing customers with minimal supervision; may handle more complex or higher-volume accounts.
Complete annual reviews and both material and non-material modifications independently and on schedule.
Monitor quarterly reporting and financial statements to determine upgrades or downgrades to risk ratings.
Ensure compliance with credit policies and procedures for existing accounts.
Respond to requests from all internal and external stakeholders.
Maintain accurate, timely, and complete portfolio data to support strong quality and reporting capabilities.
Escalate and resolve problem accounts in partnership with other teams and specialists.
Foster collaboration across functions and business units to strengthen cross-team relationships.
Mentor and train rotational analysts and new hires.
Conduct ad hoc analyses and participate in internal initiatives to keep the business well-managed and efficient.

Basic Qualifications

Bachelor’s Degree or Military Experience
At least 2 years of experience in credit underwriting or portfolio management in commercial real estate or cash flow lending

Preferred Qualifications

Bachelor's Degree in Accounting, Finance, or related fields
3+ years of credit underwriting and/or portfolio management experience
High attention to detail and a strong work ethic
Ability to work independently and as part of a team
Excellent business writing and verbal communication skills
Strong time management skills with the ability to manage multiple deals and projects
Proficiency in Google Suite or Microsoft Office

Note: At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

Location

Plano, TX 75023

Compensation

The posting notes that minimum and maximum full-time annual salaries for this role are provided by location. Please note that this salary information is listed by location in the posting.

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Finance Jobs in Plano, TX

Credit Risk - Commercial & Specialized Industries, Senior Associate

Liquidity Control Manager - Vice President

Principal AML Compliance Advisor, AML -KYC Data Management

Analyst, Specialty Underwriting & Portfolio Manager - REIT

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