Open Architecture

Open Architecture Finance Jobs

5 jobs found

Financial Advisor

Idaho Trust Bank Boise, ID

8d ago

Full time Advisor Banking Business Development

Advisor Banking Business Development

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Job Description

Idaho Trust Bank in Boise, ID, affiliated with LPL Financial, seeks a Financial Advisor to service an established book, expand the client base, and deliver tailored solutions using bank referrals and LPL tools.

Responsibilities

Service an existing book of business upon joining
Build a strong client base leveraging the bank's robust referral network
Engage multiple branch territories with a sizable deposit base, including current clients needing advisory support
Grow the client roster by tapping into the bank’s client base
Develop client solutions without relying on proprietary products
Expand your business with LPL’s toolkit, technology, and support
Leverage LPL’s experience assisting financial institutions in growing and maximizing investment programs
Capitalize on the bank’s reputation and community standing

Requirements

Series 7 and 66 (63/65) licenses required
Insurance license required
Three or more years of investment sales experience

Benefits

Access to proprietary technology and a suite of customized services
Open architecture platform with access to thousands of investment products from leading third-party sponsors
Firm-wide resources and expertise to help you craft client solutions
Freedom to tailor solutions to your client’s goals

Application Question

What is your desired pay range?

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Experienced Financial Advisor

New England Financial - Prudential Advisors Windham, NH

12d ago

$90k - $130k/yr Full time Advisor Client Relations Experienced

Advisor Client Relations Experienced

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Job Description

This Experienced Financial Advisor position, operating within Prudential Advisors in partnership with LPL Financial, focuses on delivering insurance, annuities, and investment solutions backed by substantial resources and flexible work options.

Location and Compensation

Onsite in Windham, New Hampshire. Salary range: USD 90,000 – 130,000 per year.

Role Overview

The role supports experienced financial professionals by combining Prudential's brand with LPL Financial's open architecture to provide comprehensive insurance, annuities, and investment solutions. It emphasizes access to robust resources and flexible work arrangements to help advisors expand their offerings and better serve clients.

Requirements

Experienced advisor: You have built a successful financial services practice and seek an environment that enables expanded offerings and greater growth.
Client-focused: You deliver personalized, value-driven solutions and tailor strategies to help clients achieve their financial goals.
Growth-oriented: You are eager to leverage the resources and capabilities of Prudential and LPL to scale your business.
Series 7
Series 66
Life and Health Insurance Licenses

Technologies

Platform: LPL Financial open architecture platform.

Benefits

Retirement options
Performance-based bonus
Company-sponsored events and parties
Dental insurance
Flexible schedule
Health insurance
Vision insurance
Opportunities for advancement
Training and professional development
401(k) with matching contributions
Pension enhancements
Flexible work arrangements: office, remote, or hybrid
Exclusive leads and business development programs at no cost
Robust back-office support and administrative resources
Industry-leading technology and investment platforms
Generous business development programs and access to high-quality lead generation

Join Us Today

For financial professionals who have built a practice and are seeking to elevate it further, this opportunity combines Prudential's established brand with LPL's technology to support growth and enhanced client service. The transition is designed to be smooth, with comprehensive support and a focus on your success through available resources and programs.

Disclosure Statement

During the formal interview process, candidates will be introduced to the national financial services firm and broker-dealer designations that support this role. All business activities will align with the applicable regulatory frameworks and the firms backing this opportunity.

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Experienced Financial Advisor

New England Financial - Prudential Advisors Portland, ME

12d ago

$90k - $130k/yr Full time Advisor Client Relations Client Service

Advisor Client Relations Client Service

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Job Description

An Experienced Financial Advisor role in Portland, Maine, developed in partnership with Prudential Advisors and LPL Financial, serves clients through Prudential insurance and annuities alongside LPL’s investment platform. The position highlights access to extensive resources, back-office support, and meaningful avenues for growing a financial practice.

Location and Compensation

Location: Portland, Maine, onsite. Compensation: USD 90,000 to 130,000 per year.

Role Overview

This advisor position blends Prudential’s life insurance and annuity offerings with LPL’s open architecture investment framework, enabling a broad and personalized client proposition. The role emphasizes leveraging robust resources, structured support, and opportunities to expand client reach and service capabilities.

Requirements

Established financial services practice with readiness to broaden offerings and elevate business performance
Client-focused mindset, delivering personalized, value-driven solutions aligned to client goals
Growth-oriented approach with intent to utilize Prudential and LPL resources to scale the practice
Series 7 license
Series 66 license
Life and Health Insurance license

Technologies

LPL Financial investment platform
Open architecture

Benefits

Retirement plan options
Performance-based bonus opportunities
Company-sponsored events and parties
Dental insurance
Flexible schedule
Health insurance
Opportunities for advancement
Training and professional development
Vision insurance

What You'll Experience

A smooth transition of client assets with minimal paperwork, with approximately 98 percent of accounts transferring without client signatures
Access to industry-leading tools, back-office support, and business development services to focus on client service
The ability to continue offering Prudential life insurance and annuities while leveraging LPL open architecture for broader investment options
Significant growth potential through expanding the client base, acquiring books of business, or diversifying services

Join Us Today

This opportunity targets seasoned financial professionals who have built a practice and seek to elevate it by combining the strength of Prudential’s brand with LPL’s technology to better serve clients and grow the business.

Disclosure Statement

During the formal interview process, candidates will be introduced to the national financial services firm and broker-dealer designations supporting this role. All business activities will align with applicable regulatory frameworks and the firms backing this opportunity.

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Financial Advisor - BMO Bank

LPL Financial Milwaukee, WI

15d ago

$80k - $120k/yr Full time Advisor Banking Banking

Advisor Banking Banking

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Job Description

These are the Financial Advisor opportunities with LPL Financial at BMO Bank in Milwaukee, WI (onsite), offering a salary range of USD 80,000 to 120,000 per year. This position is not an employee of LPL Financial.

Responsibilities

Build a robust client base through the bank's established referral network.
Grow new client relationships by leveraging the bank's existing client base.
Develop client solutions without reliance on proprietary products, tailored to individual goals.
Scale your advisory practice with LPL's tools, technology, and comprehensive support.
Benefit from LPL's experience helping financial institutions expand and optimize investment programs.
Leverage the bank's reputation and community standing to deepen client engagement.

Requirements

Active Series 7 and Series 66 licenses required; Series 63/65 equivalents are acceptable.
Insurance license required.
Three or more years of investment sales experience.

Benefits

Access to proprietary technology and a suite of customized services.
Open architecture platform with access to thousands of investment products from leading third-party sponsors.
Resources and expertise across the firm to help you create client solutions.
The freedom to create solutions specific to your client’s goals.

Disclosures

These investment products and services are being offered through LPL or its affiliates, which are separate entities from, and not affiliates of, BMO Bank.

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Financial Advisor - 7 17 Credit Union

LPL Financial Streetsboro, OH

1mo ago

$50k - $75k/yr Full time 17 Advisor Client Relationship Management

17 Advisor Client Relationship Management

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Job Description

Overview

Your career path should lead to real opportunity. LPL Financial partners with banks to provide a full suite of financial services to bank clients. This opportunity at Trustage in Streetsboro, OH would allow you to join the Investment Program at 7 17 Credit Union as a Financial Advisor associated with LPL Financial. Under this model, Financial Advisors are not employees of LPL Financial.

Your opportunity with the program

The Investment Program at 7 17 Credit Union supports the local community with a complete menu of financial services. You will join a team that is dedicated to helping clients in every stage of their financial life. This position will allow you to grow your career and business, assisting the people and families who rely on 7 17 Credit Union for financial solutions.

What you’ll gain through the partnership

The ability to build a robust client base using the Bank’s exceptional referral network.
Multiple branch territories with a substantial deposit base, including current clients needing advisory support for their financial goals.
Opportunity to reach new clients via the bank’s client base.
Capability to create client solutions without proprietary products.
Potential to expand your business with LPL’s tools, technology, and support.
The advantage of LPL’s experience helping financial institutions grow and maximize their investment programs.
Opportunity to leverage the Bank’s reputation and community standing.

Partnership advantages

Access to our proprietary technology and a suite of customized services.
An open architecture platform with thousands of investment products from leading third-party sponsors.
Resources and expertise across the firm to help you craft client solutions.
The freedom to tailor solutions to your client’s goals.
Support to help you realize your vision of success at every step.

Requirements

Series 7 and Series 66 (63/65) required.
Insurance license required.
Three or more years of investment sales experience.

Application details and disclosures

To apply, submit an application. By submitting, you are not applying for employment with LPL Financial. Employment is with 7 17 Credit Union; however, in accordance with regulatory requirements, LPL Financial would hold your securities and insurance licenses.

REQUIRED DISCLOSURE(S): These investment products and services are offered through LPL or its affiliates, which are separate entities from, and not affiliated with, 7 17 Credit Union.

Tracking # 1-05026674

Compensation

Pay range: $50,000 – $75,000. The salary range depends on factors such as the applicant’s skills, experience, and work location. This position is also eligible to earn sales incentive compensation.

Location

Streetsboro, OH

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Open Architecture Finance Jobs

Financial Advisor

Experienced Financial Advisor

Experienced Financial Advisor

Financial Advisor - BMO Bank

Financial Advisor - 7 17 Credit Union

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